Securities Arbitration and Litigation

Securities Arbitration and Litigation

Lucking LLC is a boutique law firm that focuses on the representation of individual investors who have suffered financial loss due to the negligence, recklessness, or willful misconduct of their financial advisors, stockbrokers, or brokerage firms.

Unlike most civil actions, which are filed in state or federal court and decided by judges or juries, the vast majority of investor complaints are resolved in arbitrations administered by the Financial Industry Regulatory Authority (FINRA).  Lucking LLC has years of experience advocating on behalf of clients before FINRA arbitrators.

Although not every investment loss is recoverable through legal action, there are situations where the wrongdoing of a financial advisor, stockbroker, or brokerage firm gives rise to an actionable claim.  If you or your family has suffered a financial loss and you think your broker may be responsible, contact Lucking LLC for a free consultation.